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CIE 9706 Accounting · AS · Topic 2.2

Books of prime entry and ledgers

Clear, syllabus-mapped CIE 9706 Accounting revision notes on books of prime entry and ledgers: explanations, worked examples and exam technique, then a free targeted practice drill.

CIE 9706 AccountingASFree revision notes
Contents: 7 sections

Syllabus points

The order things happen in

A transaction moves through the system in a fixed order, and questions test whether you know which stage a name belongs to.

  1. A source document is created: an invoice, a credit note, a cheque counterfoil, a receipt.
  2. The document is listed in a book of prime entry, which is a list, not a ledger account.
  3. Totals and individual amounts are posted to ledger accounts using double entry.
  4. The ledger balances are collected into a trial balance.

The books of prime entry are also called books of original entry or day books. They exist so that hundreds of similar transactions can be summarised before they reach the ledger, which keeps the ledger short and gives one place to look when something needs checking.

The seven books, their documents and their postings

Book of prime entryRecordsSource documentPosting
Sales journalCredit salesCopy sales invoiceDr each customer, Cr sales with the total
Purchases journalCredit purchasesPurchase invoiceCr each supplier, Dr purchases with the total
Sales returns journalReturns inCredit note issuedCr each customer, Dr sales returns
Purchases returns journalReturns outCredit note receivedDr each supplier, Cr purchases returns
Cash bookAll bank and cashPaying-in slip, cheque counterfoil, receiptBoth a book of prime entry and a ledger account
Petty cash bookSmall cash paymentsPetty cash voucherCr petty cash, Dr the expenses
The journalEverything elseVariousAs stated in the entry

Two entries in that table need care.

The cash book is unusual: it is a book of prime entry and a ledger account at the same time. Its balance is the bank or cash figure, so it appears in the trial balance directly. No other book of prime entry does.

The journal is the catch-all for anything the other six do not cover: opening entries, the purchase and sale of non-current assets on credit, correction of errors, year-end adjustments, transfers between accounts, and writing off irrecoverable debts. If a transaction is not a credit sale, a credit purchase, a return or a cash movement, it goes here.

Cash sales do not touch the sales journal

Only credit transactions go in the sales and purchases journals. A cash sale goes straight into the cash book. This trips up more candidates than any other point in the topic, because "sales journal" sounds as though it should hold all sales.

The three ledgers

LedgerAlso calledContains
Sales ledgerReceivables ledger, debtors ledgerA personal account for every credit customer
Purchases ledgerPayables ledger, creditors ledgerA personal account for every credit supplier
General ledgerNominal ledgerEvery other account: sales, purchases, expenses, assets, capital, and the control accounts

Dividing the ledger this way does four useful things: it lets several people work at once, it keeps customer and supplier detail out of the main ledger, it makes fraud harder because the control account is kept by someone other than the clerk, and it means the balance owed by any one customer can be found immediately.

Trade discount and cash discount

Both appear on invoices, and they behave completely differently.

So trade discount reduces the sales figure; cash discount does not.

Common mistakes

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